SFC Licences of LIU Chang 劉暢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 22 June 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 22 June 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 04 November 2020 | 04 June 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 21 October 2020 | 04 June 2021 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 21 October 2020 | 04 June 2021 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 11 February 2019 | 18 September 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 February 2019 | 18 September 2020 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 18 October 2017 | 02 January 2019 |