SFC Licences of LI Aiwei 李艾蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 16 March 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 16 March 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 02 March 2021 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 12 February 2020 | 23 January 2021 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 20 October 2017 | 07 January 2020 |