SFC Licences of LI Teng 李臻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RE	4	27 June 2023
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RE	1	27 June 2023
Topaz Capital Management Limited 瑭明資本管理有限公司	RE	9	07 December 2022	19 May 2023
Topaz Financial Group Limited 瑭明金融集團有限公司	RE	4	07 December 2022	19 May 2023
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RE	9	07 September 2021	31 July 2022
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RE	4	07 September 2021	31 July 2022
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	9	01 February 2021	20 August 2021
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	4	21 December 2020	20 August 2021
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	1	21 December 2020	20 August 2021
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	20 November 2019	30 November 2020
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	4	22 October 2019	30 November 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	27 August 2018	01 October 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	23 October 2017	27 August 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	23 October 2017	02 July 2018