SFC Licences of KONG Pak Yong Andy 江泊融
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 2 | 26 February 2024 | 13 March 2024 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 26 February 2024 | 13 March 2024 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 07 December 2021 | 11 February 2024 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 07 December 2021 | 11 February 2024 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 07 December 2021 | 11 February 2024 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 5 | 08 April 2021 | 04 November 2021 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 08 April 2021 | 04 November 2021 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 2 | 08 April 2021 | 04 November 2021 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 31 July 2018 | 04 November 2021 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 1 | 30 October 2017 | 18 July 2018 |