SFC Licences of LAI Tak Chi, Augustine 黎德志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Novel Wealth Management Limited 諾緯資產管理有限公司
RO 1, 4, 9 12 April 2021
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司
RO 1, 4, 9 01 August 2018 15 March 2021
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司
RE 1, 4, 9 19 July 2018 01 August 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司
RO 1, 4, 9 22 December 2017 04 July 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司
RE 1, 4, 9 09 November 2017 22 December 2017