SFC Licences of LAI Tak Chi, Augustine 黎德志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Novel Wealth Management Limited 諾緯資產管理有限公司	RO	9	17 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RO	4	17 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RO	1	17 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	9	13 September 2022	17 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	4	13 September 2022	17 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	1	13 September 2022	17 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RO	9	12 April 2021	13 September 2022
Novel Wealth Management Limited 諾緯資產管理有限公司	RO	4	12 April 2021	13 September 2022
Novel Wealth Management Limited 諾緯資產管理有限公司	RO	1	12 April 2021	13 September 2022
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	9	01 August 2018	15 March 2021
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	4	01 August 2018	15 March 2021
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	1	01 August 2018	15 March 2021
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RE	9	19 July 2018	01 August 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RE	4	19 July 2018	01 August 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RE	1	19 July 2018	01 August 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	9	22 December 2017	04 July 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	4	22 December 2017	04 July 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	1	22 December 2017	04 July 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	9	09 November 2017	22 December 2017
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	4	09 November 2017	22 December 2017
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	1	09 November 2017	22 December 2017