SFC Licences of LAI Tak Chi, Augustine 黎德志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | 1, 4, 9 | 12 April 2021 | |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | 1, 4, 9 | 01 August 2018 | 15 March 2021 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RE | 1, 4, 9 | 19 July 2018 | 01 August 2018 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | 1, 4, 9 | 22 December 2017 | 04 July 2018 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RE | 1, 4, 9 | 09 November 2017 | 22 December 2017 |