SFC Licences of TSANG Kwok Wai, Gordon 曾國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 10 February 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 February 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 October 2018 | 22 December 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 October 2018 | 22 December 2020 |
ICAP Securities Hong Kong Limited | RE | 1 | 01 November 2017 | 17 May 2018 |