SFC Licences of LIU Qianyue 劉倩月

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 5 28 February 2023 21 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 4 28 February 2023 21 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 2 28 February 2023 21 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 1 28 February 2023 21 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 5 28 September 2022 28 February 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 2 28 September 2022 28 February 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 4 01 August 2022 21 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 1 01 August 2022 21 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 4 01 August 2022 28 February 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 1 01 August 2022 28 February 2023
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 18 June 2021 19 February 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 18 June 2021 19 February 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 18 June 2021 19 February 2022
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 16 November 2020 31 May 2021
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 09 November 2017 31 May 2021
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 November 2017 31 May 2021