SFC Licences of LIU Qianyue 劉倩月
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JMC Capital International Limited 富喬鑫國際投資有限公司 | RE | 4 | 01 August 2022 | |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 01 August 2022 | |
| JMC Capital International Limited 富喬鑫國際投資有限公司 | RE | 1 | 01 August 2022 | |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 01 August 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 June 2021 | 19 February 2022 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 18 June 2021 | 19 February 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 June 2021 | 19 February 2022 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 16 November 2020 | 31 May 2021 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 November 2017 | 31 May 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 November 2017 | 31 May 2021 |