SFC Licences of THOMAS Marie Clare
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 November 2021 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 November 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 23 September 2019 | 02 September 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 September 2019 | 02 September 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 20 November 2017 | 17 June 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 November 2017 | 17 June 2019 |