SFC Licences of LEE Ming Sum Mason 李銘深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LCA Solutions Limited | RE | 9 | 01 November 2021 | |
| LCA Solutions Limited | RE | 4 | 01 November 2021 | |
| LCA Solutions Limited | RE | 1 | 01 November 2021 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 04 March 2020 | 18 March 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 04 March 2020 | 18 March 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 04 March 2020 | 18 March 2021 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 22 January 2018 | 31 January 2020 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 30 October 2017 | 31 January 2020 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 30 October 2017 | 31 January 2020 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 30 October 2017 | 31 January 2020 |