SFC Licences of XIE Zheshi 謝哲士
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 08 November 2017 | 26 March 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 08 November 2017 | 26 March 2021 |
| UBS Securities Asia Limited | RE | 1 | 08 November 2017 | 26 March 2021 |