SFC Licences of KWOK Hong Man 郭匡文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 5 | 21 January 2019 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 28 December 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 December 2018 | |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 30 October 2017 | 14 December 2018 |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 1 | 30 October 2017 | 14 December 2018 |