SFC Licences of DING Zhisuo 丁之鎖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RO | 9 | 11 January 2019 | 09 January 2023 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RO | 4 | 04 September 2018 | 09 January 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 06 April 2018 | 09 January 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 05 December 2017 | 09 January 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 05 December 2017 | 06 April 2018 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 05 December 2017 | 02 February 2018 |