SFC Licences of CHAN Cheuk Wai 陳綽慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Riche Bright Securities Limited 富明證券有限公司 | RO | 9 | 30 November 2022 | 08 March 2024 |
Yunrui Asset Management Limited 雲瑞資產管理有限公司 | RO | 9 | 15 March 2022 | 15 July 2022 |
Yunrui Asset Management Limited 雲瑞資產管理有限公司 | RO | 4 | 15 March 2022 | 15 July 2022 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 9 | 10 August 2021 | 28 February 2022 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 4 | 10 August 2021 | 28 February 2022 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 1 | 10 August 2021 | 28 February 2022 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 17 April 2018 | 10 August 2021 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 4 | 17 April 2018 | 10 August 2021 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 1 | 08 March 2018 | 10 August 2021 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 02 November 2017 | 31 January 2018 |