SFC Licences of LI Yiwei 李一未
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 23 October 2019 | |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 04 September 2018 | 31 August 2019 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 04 September 2018 | 31 August 2019 |
| China Chengxin (Asia Pacific) Credit Ratings Company Limited 中國誠信(亞太)信用評級有限公司 | RE | 10 | 10 November 2017 | 26 May 2018 |