SFC Licences of PAN Wenang 潘文昂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 09 November 2017 28 July 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 09 November 2017 28 July 2020