SFC Licences of NING Le 寧樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 28 September 2021 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 28 September 2021 | |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 17 June 2019 | 05 September 2021 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 18 April 2019 | 05 September 2021 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 08 November 2017 | 28 February 2019 |