SFC Licences of LIANG Xiao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 July 2022 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 July 2022 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 04 July 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 November 2017 | 15 September 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 November 2017 | 15 September 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 13 November 2017 | 15 September 2021 |