SFC Licences of LI Lei 李蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 2 | 29 June 2023 | |
Merrill Lynch Far East Limited | RO | 1 | 29 June 2023 | |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 29 June 2023 | |
Merrill Lynch Far East Limited | RE | 2 | 20 June 2022 | 29 June 2023 |
Merrill Lynch Far East Limited | RE | 1 | 20 June 2022 | 29 June 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 June 2022 | 29 June 2023 |
UBS Securities Hong Kong Limited | RE | 2 | 20 September 2018 | 14 December 2020 |
UBS Securities Hong Kong Limited | RE | 1 | 20 September 2018 | 14 December 2020 |
UBS Securities Asia Limited | RE | 2 | 20 September 2018 | 14 December 2020 |
UBS Securities Asia Limited | RE | 1 | 20 September 2018 | 14 December 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 10 November 2017 | 23 July 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 November 2017 | 23 July 2018 |