SFC Licences of LO Hei Tung 羅曦彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 05 May 2020 | 30 November 2020 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 29 April 2020 | 30 November 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 April 2020 | 30 November 2020 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 15 November 2017 | 05 April 2020 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 15 November 2017 | 05 April 2020 |