SFC Licences of HO Tsz Ching 何芷晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
WT Asset Management Limited | RE | 9 | 16 February 2022 | |
Macquarie Asia Securities Limited | RE | 4 | 08 June 2021 | 30 November 2021 |
Macquarie Asia Securities Limited | RE | 1 | 08 June 2021 | 30 November 2021 |
China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 | RE | 1 | 19 November 2019 | 04 May 2021 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 24 July 2018 | 04 May 2021 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 24 July 2018 | 04 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 27 November 2017 | 03 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 November 2017 | 03 April 2018 |