SFC Licences of ZHANG Shuo 張碩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 17 September 2019 | 01 December 2023 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 04 June 2019 |
| ICAP Securities Hong Kong Limited | RE | 1 | 30 November 2017 | 30 September 2018 |