SFC Licences of WONG Kwok Lai, Vincent 黃國禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 27 March 2020 | 15 October 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 27 March 2020 | 15 October 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 15 December 2017 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 December 2017 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 15 December 2017 | 20 September 2019 |