SFC Licences of CHEN Zhu 陈竹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 June 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 September 2020 | 16 September 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 20 November 2017 | 02 January 2018 |