SFC Licences of SUN Zhe 孫哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 January 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 November 2017 | 09 April 2020 |