SFC Licences of MERNER Ken Tokugawa
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 08 February 2021 | 07 May 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 February 2021 | 07 May 2021 |
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 13 November 2019 | 08 February 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 November 2019 | 08 February 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 February 2019 | 13 November 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 June 2018 | 13 November 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 December 2017 | 11 December 2017 |