SFC Licences of MERNER Ken Tokugawa

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 08 February 2021 07 May 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 February 2021 07 May 2021
Morgan Stanley Hong Kong Securities Limited RO 2 13 November 2019 08 February 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 13 November 2019 08 February 2021
Morgan Stanley Hong Kong Securities Limited RE 2 01 February 2019 13 November 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 June 2018 13 November 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 December 2017 11 December 2017