SFC Licences of LIU Jie 劉潔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 4 20 August 2019
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 18 April 2018 08 March 2021