SFC Licences of LIU Jie 劉潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 4 | 20 August 2019 | ||
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 18 April 2018 | 08 March 2021 |