SFC Licences of WANG Qi 王奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 July 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 08 March 2022 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 December 2021 | 23 January 2022 |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 16 October 2020 | 10 November 2021 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 30 July 2019 | 10 November 2021 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 06 December 2017 | 12 July 2019 |