SFC Licences of LIAO Ning 廖宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 31 October 2022 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 31 October 2022 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 13 March 2019 | 30 September 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 13 March 2019 | 30 September 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 March 2019 | 30 September 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 06 August 2018 | 28 February 2019 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 15 December 2017 | 28 February 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 15 December 2017 | 28 February 2019 |