SFC Licences of LIAO Ning 廖宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 31 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 31 October 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 13 March 2019 30 September 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 13 March 2019 30 September 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 13 March 2019 30 September 2022
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 06 August 2018 28 February 2019
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 15 December 2017 28 February 2019
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 15 December 2017 28 February 2019