SFC Licences of LAW Wai Kit 羅偉傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 | RE | 2 | 18 April 2023 | |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 | RE | 1 | 18 April 2023 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 30 November 2020 | 14 April 2023 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 November 2020 | 14 April 2023 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2020 | 31 October 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2020 | 31 October 2020 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 10 January 2020 | 31 March 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 08 November 2019 | 31 March 2020 |