SFC Licences of WENG Fang 翁放
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 28 September 2018 | 10 August 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 28 September 2018 | 10 August 2020 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 28 September 2018 | 20 April 2020 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 06 March 2018 | 01 June 2018 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 06 March 2018 | 01 June 2018 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 11 December 2017 | 01 June 2018 |
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 11 December 2017 | 01 June 2018 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 11 December 2017 | 01 June 2018 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 11 December 2017 | 01 June 2018 |