SFC Licences of PANG Xinyi 龐昕怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 06 August 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 27 October 2020 24 July 2021
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 June 2018 13 March 2020
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 02 January 2018 01 June 2018