SFC Licences of LEE Kam Sheung, Karen 李錦嫦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 23 October 2018 | 03 March 2021 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 17 September 2018 | 03 March 2021 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 08 December 2017 | 17 August 2018 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 December 2017 | 17 August 2018 |