SFC Licences of NIE Zhuofei 聶卓非
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 04 January 2021 | |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 04 September 2018 | 27 December 2020 |
Partners Capital International Limited 博大資本國際有限公司 | RE | 6 | 01 December 2017 | 17 August 2018 |