SFC Licences of NIU Anan 牛阿囡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司
RE 2 28 January 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 4 21 December 2021
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 9 15 July 2021 27 September 2021
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4 23 June 2021 27 September 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 23 June 2021 27 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4 26 March 2020 04 June 2021
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 10 May 2019 04 June 2021
iBest Consultants Limited
RE 1 22 January 2018 11 November 2018
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 06 December 2017 04 June 2021