SFC Licences of NIU Anan 牛阿囡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RE | 2 | 28 January 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RE | 1, 4 | 21 December 2021 | |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RE | 9 | 15 July 2021 | 27 September 2021 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RE | 4 | 23 June 2021 | 27 September 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 23 June 2021 | 27 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 4 | 26 March 2020 | 04 June 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 |
RE | 2 | 10 May 2019 | 04 June 2021 |
iBest Consultants Limited |
RE | 1 | 22 January 2018 | 11 November 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1 | 06 December 2017 | 04 June 2021 |