SFC Licences of CHEN Luxiao 陳路晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 June 2021 | 25 June 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 02 January 2018 | 05 April 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 January 2018 | 05 April 2021 |