SFC Licences of CHEN Luxiao 陳路晓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 21 June 2021 25 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 02 January 2018 05 April 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 January 2018 05 April 2021