SFC Licences of CHAN Ka Wai 陳嘉威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 2 | 08 November 2023 | |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 4 | 26 July 2023 | |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 1 | 07 November 2022 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 26 October 2021 | 31 December 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 28 September 2021 | 31 December 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 September 2021 | 31 December 2021 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 02 April 2020 | 05 September 2021 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 02 April 2020 | 05 September 2021 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 11 October 2019 | 05 September 2021 |
| Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 07 February 2018 | 22 September 2019 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 16 January 2018 | 31 January 2018 |