SFC Licences of XIAO Zongheng 肖宗恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 July 2022 | 18 September 2023 |
| Neuberger Berman Asia Limited | RE | 1 | 23 March 2020 | 02 February 2021 |
| Neuberger Berman Asia Limited | RE | 4 | 15 January 2020 | 02 February 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 14 December 2017 | 04 December 2019 |