SFC Licences of CHIA Joseph Kuok Lit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 25 February 2019 | 28 February 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 February 2019 | 28 February 2019 |
| UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 14 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 11 January 2018 | 17 January 2018 |