SFC Licences of NG Hung Tai 吳鴻泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 04 April 2022 | 18 August 2022 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 04 April 2022 | 18 August 2022 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 10 August 2021 | 08 March 2022 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 19 January 2021 | 24 July 2021 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 29 October 2020 | 24 July 2021 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 13 December 2019 | 23 October 2020 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 13 December 2019 | 23 October 2020 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 07 December 2017 | 22 November 2019 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 07 December 2017 | 22 November 2019 |