SFC Licences of LIU Jia 柳佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 15 August 2022 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 06 May 2021 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 06 May 2021 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 06 May 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 28 May 2019 | 01 April 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 28 May 2019 | 01 April 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 December 2017 | 17 May 2019 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 December 2017 | 17 May 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 December 2017 | 01 October 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 December 2017 | 01 October 2018 |