SFC Licences of LIU Jia 柳佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 15 August 2022
ABCI Capital Limited 農銀國際融資有限公司 RE 6 06 May 2021
ABCI Capital Limited 農銀國際融資有限公司 RE 1 06 May 2021
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 06 May 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 28 May 2019 01 April 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 28 May 2019 01 April 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 13 December 2017 17 May 2019
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 13 December 2017 17 May 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 4 13 December 2017 01 October 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 December 2017 01 October 2018