SFC Licences of JIANG Wen 江文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 June 2024
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 June 2024
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 05 May 2023 26 June 2024
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 05 May 2023 26 June 2024
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 19 November 2020 05 May 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 19 November 2020 05 May 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 4 14 December 2017 07 October 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 14 December 2017 07 October 2020