SFC Licences of LI Jichen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 20 November 2023 | |
| Citadel Asia Limited | RE | 9 | 23 November 2021 | 17 March 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 02 March 2018 | 09 July 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 02 March 2018 | 09 July 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 March 2018 | 09 July 2021 |