SFC Licences of LI Pulan 李譜藍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 20 August 2021 | 20 December 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 August 2021 | 20 December 2021 |
| UBS Securities Asia Limited | RE | 4 | 06 December 2018 | 31 May 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 January 2018 | 23 November 2018 |