SFC Licences of LAU Kai Yu Puri 劉佳儒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 30 January 2023 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 30 January 2023 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 16 December 2022 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 16 December 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 16 December 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 16 December 2022 | |
Delphinium Capital Partners Limited 德智資本有限公司 | RE | 9 | 18 January 2018 | 01 December 2022 |
Delphinium Capital Partners Limited 德智資本有限公司 | RE | 4 | 18 January 2018 | 01 December 2022 |