SFC Licences of YANG Xiaoxi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 February 2020 | 27 May 2022 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 February 2020 | 27 May 2022 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 26 February 2020 | 27 May 2022 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 26 February 2020 | 27 May 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 April 2018 | 08 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 April 2018 | 08 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 09 March 2018 | 28 March 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 March 2018 | 28 March 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 January 2018 | 16 February 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 05 January 2018 | 16 February 2018 |