SFC Licences of TIAN Ke 田克
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 23 November 2021 | 06 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 August 2021 | 30 September 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 August 2021 | 30 September 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 09 August 2021 | 30 September 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 29 December 2017 | 31 May 2021 |