SFC Licences of HE Fangzhou 何方舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 10 September 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 September 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 02 August 2021 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 January 2018 | 17 July 2021 |