SFC Licences of HE Fangzhou 何方舟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 10 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 10 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 02 August 2021
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 04 January 2018 17 July 2021