SFC Licences of CHAN Tak Sum 陳德森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 27 November 2020 | 23 February 2024 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 27 November 2020 | 23 February 2024 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 06 November 2020 | 23 February 2024 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 06 November 2020 | 23 February 2024 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 May 2018 | 07 August 2020 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 22 March 2018 | 07 August 2020 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 22 March 2018 | 07 August 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 18 January 2018 | 07 August 2020 |