SFC Licences of LI Siqi 李思琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 08 October 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 06 September 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 06 September 2019
CMB International Securities Limited 招銀國際證券有限公司
RE 4 27 February 2019 30 July 2019
CMB International Securities Limited 招銀國際證券有限公司
RE 1 30 January 2019 30 July 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 6 16 January 2018 23 November 2018