SFC Licences of LI Siqi 李思琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 08 October 2019 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 06 September 2019 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 06 September 2019 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 06 September 2019 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 27 February 2019 | 30 July 2019 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 30 January 2019 | 30 July 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 January 2018 | 23 November 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 16 January 2018 | 23 November 2018 |