SFC Licences of ZHAO Zongming 趙宗明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Partners Capital Securities Limited 博大證券有限公司 | RO | 1 | 12 December 2022 | |
| Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 01 March 2022 | 12 December 2022 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 2 | 21 February 2018 | 12 February 2022 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 15 January 2018 | 12 February 2022 |